Firm Profile:
A nationwide practice providing general counsel and consulting services to major financial services holding companies and their subsidiaries. The firm has extensive legal and executive experience in all phases of financial services/insurance operations-corporate, regulatory, and marketing. Experienced in general corporate/securities matters (including mergers and acquisitions), mutual funds, ERISA, bank holding company compliance, consumer lending, credit insurance, and investment advisor regulation. The firm primarily functions as a supplement to in-house legal efforts. Fifty-state surveys of insurance/financial services-related laws and regulations are a specialty.